Taking Disciplinary Action
How do you communicate to your employee
that there must be improvement to behavior or
performance?
According to recent studies from the University of
California, San Francisco, when other methods such
as coaching and performance appraisal have not been
successful, employers should take disciplinary action
to resolve the issue immediately. In cases of serious
misconduct, the employer may choose to proceed
directly to disciplinary action. Before deciding to
take that route, however, determine whether or not
discipline is the best way to approach the particular
situation.
Guiding Principles
When carrying out disciplinary action, be sure to:
- Keep it confidential between you and your
employee. Build trust and maintain a professional
manner.
• Make sure disciplinary action is appropriate only
after careful diagnosis of the problem.
- Describe specific examples of performance
discrepancies or work policy violations.
- Gather all facts and allow the employee an
opportunity to fully explain his/her view of the
situation.
- Ask yourself if coaching or performance appraisal
would be sufficient to bring the problem to the
employee's attention.
- If disciplinary action is taken, punishment should
be in line with the problem.
- Provide specific recommendations, guidelines and
requirements.
- Clearly explain the consequences if there is no
improvement to performance or conduct.
Need help to determine whether discipline is
the best approach?
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